Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mercer Allied Company, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bruce Francis Fitzsimmons | 5394139 | 1 | 02/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Scott Duncan | 1885913 | 1 | 11/20/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |