Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Nash | 7227476 | 1 | 01/19/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James William Boldischar | 3137112 | 1 | 12/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 10/21/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Castaneda | 5917524 | 1 | 08/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert D Amoruso | 5683752 | 2 | 08/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Drew Salmon | 2404449 | 1 | 07/18/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Alan Zirbes | 1125278 | 3 | 06/30/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Villi | 1987533 | 5 | 06/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James John Ryan | 2069201 | 2 | 05/31/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher John Moore | 5242263 | 2 | 05/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |