Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas E Banks | 7784663 | 1 | 08/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Casey Aaron Sutton | 3209207 | 1 | 07/31/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John Ladrow | 2991757 | 1 | 06/30/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael R Lariviere | 4217018 | 1 | 05/19/2017 | Customer Dispute | Denied | $18,881.00 | $0.00 | See FINRA Report |
| Thomas Allen Alexander | 1831794 | 1 | 03/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert D Amoruso | 5683752 | 2 | 03/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Dewayne Phillips | 4189274 | 1 | 03/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Stanko | 2808909 | 2 | 02/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Alan Zirbes | 1125278 | 3 | 02/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Blake Grant | 4369283 | 1 | 01/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |