Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Allen Jacobs | 256420 | 7 | 07/02/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Rosenberger | 7183403 | 5 | 06/27/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David Grant Harding | 4390240 | 2 | 06/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nichole Valery Schurr | 1557049 | 4 | 05/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Ann Keenan | 6059506 | 2 | 05/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy M Barcomb | 5097944 | 1 | 05/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Taylor Hiser | 4739364 | 1 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Schafer | 3086144 | 2 | 04/12/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Earl Pifer | 3254957 | 1 | 03/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aubrey John Richard Elam | 7821360 | 1 | 03/15/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |