Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Robert Carter | 1439235 | 1 | 03/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julia Katherine Hudson | 4101707 | 1 | 01/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kyle Joon Kim | 2446395 | 3 | 01/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Villi | 1987533 | 5 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julia H Lin | 3222015 | 1 | 09/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Abigail Rosenberger | 7183403 | 5 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Rosenberger | 7183403 | 5 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Reckner | 5114219 | 2 | 08/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Joseph Kane | 2108665 | 2 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Rosenberger | 7183403 | 5 | 07/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |