Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Doran | 4428685 | 1 | 12/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Villi | 1987533 | 4 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julia H Lin | 3222015 | 1 | 09/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Reckner | 5114219 | 2 | 08/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Joseph Kane | 2108665 | 2 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 07/02/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Grant Harding | 4390240 | 3 | 06/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nichole Valery Schurr | 1557049 | 4 | 05/22/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Ann Keenan | 6059506 | 2 | 05/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy M Barcomb | 5097944 | 1 | 05/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |