Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Keith Anders | 1585593 | 1 | 06/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luisa Gonzalez | 2765208 | 3 | 05/21/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Anthony D Congdon | 4914210 | 1 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Finkelstein | 2019404 | 1 | 10/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Villi | 1987533 | 5 | 09/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Reckner | 5114219 | 2 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Rouse Lingle | 6592865 | 1 | 07/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard James Rugel | 3200986 | 1 | 05/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Kane | 2108665 | 2 | 04/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Keenan | 6059506 | 2 | 04/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |