Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Lloyd Allen | 2755318 | 1 | 03/15/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Eric MacKenbach | 2723834 | 1 | 02/08/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Michael Bragdon | 1837011 | 1 | 07/09/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Brady | 834708 | 1 | 01/01/1982 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael Lee Fitzgerald | 1509323 | 2 | 10/19/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Martin Weinstein | 1263842 | 1 | 09/01/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |