Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lee Preszler | 7009733 | 2 | 05/25/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Cross Vandusen | 2674151 | 1 | 02/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Henry Blank | 23169 | 1 | 07/26/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Edward Nelson | 2598282 | 1 | 03/31/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert David Canaday | 1206413 | 2 | 02/05/1987 | Customer Dispute | Settled | $21,342.00 | $0.00 | See FINRA Report |
| John Joseph Vigliotti | 1145629 | 1 | 03/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alvin Lawrence McGill | 1269862 | 4 | 04/29/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon Lloyd Allen | 2755318 | 1 | 03/15/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Eric MacKenbach | 2723834 | 1 | 02/08/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Michael Bragdon | 1837011 | 1 | 07/09/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |