Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Howard Walker | 1053929 | 1 | 02/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shon Burns | 6554042 | 2 | 01/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shon Burns | 6554042 | 2 | 01/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tommy Harlin Bridges | 861149 | 5 | 09/14/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nichole Valery Schurr | 1557049 | 4 | 08/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Igor A Zey | 1086097 | 7 | 08/24/1992 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Virgil Devereaux Packer | 4209434 | 1 | 04/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Constantine Rousos | 735517 | 1 | 03/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Murray Roe | 5267378 | 1 | 01/23/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Farid Mokhtarian | 2788067 | 3 | 06/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |