Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Jeffrey Rowe | 1574556 | 1 | 09/17/1998 | Customer Dispute | Closed-No Action | $115,699.00 | $0.00 | See FINRA Report |
| James Carl Manzi | 1706022 | 1 | 01/02/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel James Thompson | 2788260 | 1 | 11/07/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Butler Gault | 1420138 | 2 | 10/03/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Salim Admon | 4952345 | 1 | 06/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Elliott Hlavacek | 2777274 | 1 | 06/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 03/18/1997 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Michael George Murphy | 2123223 | 1 | 03/18/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 08/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wade Horn | 1006632 | 1 | 08/14/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |