Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Steven Holt | 1453426 | 1 | 05/18/2000 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 03/30/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Fredrick Mancino | 5116437 | 1 | 02/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gail Terese Aglynas | 1495290 | 2 | 02/02/2000 | Customer Dispute | Closed-No Action | $10,443.00 | $0.00 | See FINRA Report |
| Raymond Butler Gault | 1420138 | 2 | 08/20/1999 | Customer Dispute | Closed-No Action | $43,336.00 | $0.00 | See FINRA Report |
| Robert David Canaday | 1206413 | 2 | 02/18/1999 | Customer Dispute | Settled | $9,000,000.00 | $0.00 | See FINRA Report |
| Douglas Franklin Karr | 2275327 | 1 | 01/01/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 11/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 11/04/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 09/17/1998 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |