Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Russell Nichols | 1519616 | 4 | 12/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chad Dewayne Thacker | 5394647 | 1 | 09/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nichole Valery Schurr | 1557049 | 4 | 07/31/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Joseph O'Kussick | 2377948 | 1 | 06/10/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Seixas Groves Milner | 4693374 | 2 | 02/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Matthew Caruth | 5732153 | 1 | 01/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel Gilmore | 2368752 | 2 | 09/20/2000 | Customer Dispute | Settled | $6,364.54 | $0.00 | See FINRA Report |
| Seixas Groves Milner | 4693374 | 2 | 07/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Edwin McKahan | 2259297 | 1 | 07/06/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Alvin Lawrence McGill | 1269862 | 4 | 05/22/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |