Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Frederick Shepler | 1565918 | 1 | 10/31/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel Gilmore | 2368752 | 2 | 10/22/2002 | Customer Dispute | Denied | $184,450.00 | $0.00 | See FINRA Report |
| John Russell Nichols | 1519616 | 4 | 09/30/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Russell Nichols | 1519616 | 4 | 09/30/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lacy McClure Walthall | 713269 | 2 | 08/01/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kimball Roy Doxey | 2353183 | 3 | 07/30/2002 | Customer Dispute | Settled | $5,053.00 | $0.00 | See FINRA Report |
| Seth Patrick Colley | 3061689 | 1 | 05/06/2002 | Customer Dispute | Settled | $280,685.00 | $0.00 | See FINRA Report |
| John Russell Nichols | 1519616 | 4 | 03/22/2002 | Customer Dispute | Settled | $5,000,000,000.00 | $0.00 | See FINRA Report |
| Carlos Joseph Rodriguez | 2257419 | 3 | 03/05/2002 | Customer Dispute | Denied | $6,951.31 | $0.00 | See FINRA Report |
| Michael John Nakowicz | 6899772 | 1 | 01/14/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |