Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Charles van Winkle | 5679069 | 4 | 11/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Charles van Winkle | 5679069 | 4 | 11/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeremy Rich Johnston | 2623656 | 1 | 10/25/2022 | Customer Dispute | Closed-No Action | $133,000.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Shkolnick | 1037355 | 1 | 10/11/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Andre Villeneuve | 2559573 | 1 | 10/04/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Freddy Garcia | 3227457 | 1 | 07/25/2022 | Customer Dispute | Settled | $146,453.00 | $0.00 | See FINRA Report |
| James Wesley Greenwell | 6484990 | 1 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Carroll Pulliam | 4013218 | 1 | 02/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carol Ann Goetsch | 1528051 | 1 | 12/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Stanko | 2808909 | 2 | 08/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |