Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Joseph Rodriguez | 2257419 | 3 | 08/15/2005 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Andrew Joseph McFarland | 2151812 | 2 | 08/05/2005 | Customer Dispute | Settled | $19,238.90 | $0.00 | See FINRA Report |
| John Thomas Gilbert | 4844148 | 1 | 08/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dale Wesley Martin | 1148965 | 1 | 06/23/2005 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Martin Schafer | 3086144 | 2 | 05/05/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimball Roy Doxey | 2353183 | 3 | 04/11/2005 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Tommy Harlin Bridges | 861149 | 5 | 12/17/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erik D Copeland | 3168538 | 1 | 07/06/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimball Roy Doxey | 2353183 | 3 | 06/14/2004 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Wilson | 5015719 | 1 | 06/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |