Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Grant Patton | 4601054 | 1 | 10/24/2011 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Kyle Joon Kim | 2446395 | 3 | 09/28/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jay M Rabinowitz | 1552009 | 1 | 09/16/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Whittemore | 2984813 | 2 | 06/22/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Evan Schiff | 2081669 | 1 | 06/21/2011 | Customer Dispute | Settled | $238,519.00 | $0.00 | See FINRA Report |
| Phillip John Bucaro | 2171289 | 2 | 06/16/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Whittemore | 2984813 | 2 | 06/07/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Daniel James Dellasala | 1044178 | 6 | 05/30/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Alan Mishkin | 2102397 | 1 | 04/26/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Jack Bell | 2281860 | 2 | 04/04/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |