Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Bentley Wold | 1710944 | 3 | 03/20/2014 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Rhoneil Acierto Santo Tomas | 2010710 | 1 | 01/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Bentley Wold | 1710944 | 3 | 12/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick L McMahon | 3108943 | 1 | 11/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel James Dellasala | 1044178 | 6 | 08/05/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Pickens Taylor | 2162898 | 1 | 07/18/2013 | Customer Dispute | Denied | $9,351.37 | $0.00 | See FINRA Report |
| Frederick Wallace Prelle | 367289 | 1 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 03/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tommy Harlin Bridges | 861149 | 5 | 08/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Jack Bell | 2281860 | 2 | 04/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |