Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jarrod Lee Borud | 4729965 | 1 | 03/26/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Westerfield | 4900861 | 2 | 03/05/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alvin Lawrence McGill | 1269862 | 4 | 03/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edwin George Colvin | 1363448 | 1 | 01/22/2015 | Customer Dispute | Settled | $20,570.70 | $0.00 | See FINRA Report |
| James John Ryan | 2069201 | 2 | 01/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel James Dellasala | 1044178 | 6 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip John Bucaro | 2171289 | 2 | 09/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Jennifer Brown | 4983698 | 1 | 07/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel James Dellasala | 1044178 | 6 | 07/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel James Dellasala | 1044178 | 6 | 06/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |