Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luisa Gonzalez | 2765208 | 3 | 09/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Phillip Arthur Gillis | 1028744 | 1 | 03/15/2008 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| James Daniel Gothers | 2853671 | 1 | 10/25/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph McFarland | 2151812 | 2 | 08/05/2005 | Customer Dispute | Settled | $19,238.90 | $0.00 | See FINRA Report |
| Kimball Roy Doxey | 2353183 | 3 | 04/11/2005 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Erik D Copeland | 3168538 | 1 | 07/06/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimball Roy Doxey | 2353183 | 3 | 06/14/2004 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Steven Schumacher | 1069140 | 1 | 08/06/2003 | Customer Dispute | Settled | $436,602.00 | $0.00 | See FINRA Report |
| David Lynn Cole | 1638032 | 2 | 05/02/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy John Helfer | 1688478 | 1 | 03/11/2003 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |