Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lacy McClure Walthall | 713269 | 2 | 05/12/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alvin Lawrence McGill | 1269862 | 4 | 05/22/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Franklin Karr | 2275327 | 1 | 01/01/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Murphy | 2123223 | 1 | 03/18/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Constantine Rousos | 735517 | 1 | 03/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Henry Blank | 23169 | 1 | 07/26/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |