Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Jerome Moore | 2730569 | 1 | 12/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward McFarlane | 1266863 | 4 | 10/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Gerard Sarra | 1437919 | 1 | 05/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tommy Harlin Bridges | 861149 | 5 | 04/19/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward McFarlane | 1266863 | 4 | 11/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward McFarlane | 1266863 | 4 | 07/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward McFarlane | 1266863 | 4 | 08/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tommy Harlin Bridges | 861149 | 5 | 08/27/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tommy Harlin Bridges | 861149 | 5 | 12/17/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Francis van Valkenburg | 2390842 | 2 | 03/01/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |