Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Jack Bell | 2281860 | 2 | 04/04/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel James Dellasala | 1044178 | 6 | 02/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Jerome Moore | 2730569 | 1 | 12/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward McFarlane | 1266863 | 4 | 10/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Gerard Sarra | 1437919 | 1 | 05/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tommy Harlin Bridges | 861149 | 5 | 04/19/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward McFarlane | 1266863 | 4 | 11/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward McFarlane | 1266863 | 4 | 07/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward McFarlane | 1266863 | 4 | 08/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tommy Harlin Bridges | 861149 | 5 | 08/27/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |