Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Ann Keenan | 6059506 | 2 | 04/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Robert Carter | 1439235 | 1 | 03/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Joon Kim | 2446395 | 3 | 01/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Bruce Villi | 1987533 | 5 | 09/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Reckner | 5114219 | 2 | 08/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Grant Harding | 4390240 | 2 | 06/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Ann Keenan | 6059506 | 2 | 05/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Craig Wice | 2548385 | 2 | 12/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Grant Harding | 4390240 | 2 | 03/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Lee Preszler | 7009733 | 2 | 10/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |