Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy M Barcomb | 5097944 | 1 | 05/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Taylor Hiser | 4739364 | 1 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Earl Pifer | 3254957 | 1 | 03/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer Allan Woolley | 7038812 | 1 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Alan Zirbes | 1125278 | 3 | 08/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Ranlett Jordan | 1262663 | 2 | 07/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Rosenberger | 7183403 | 5 | 05/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luisa Gonzalez | 2765208 | 3 | 02/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Ranlett Jordan | 1262663 | 2 | 11/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Blake Grant | 4369283 | 1 | 01/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |