Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Murray Roe | 5267378 | 1 | 01/23/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Farid Mokhtarian | 2788067 | 3 | 06/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Lee Preszler | 7009733 | 2 | 05/25/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Cross Vandusen | 2674151 | 1 | 02/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Edward Nelson | 2598282 | 1 | 03/31/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Vigliotti | 1145629 | 1 | 03/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Lloyd Allen | 2755318 | 1 | 03/15/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Eric MacKenbach | 2723834 | 1 | 02/08/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Michael Bragdon | 1837011 | 1 | 07/09/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Salvatore Joseph Albanese | 2853475 | 1 | 05/27/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |