Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip John Bucaro | 2171289 | 2 | 09/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Bentley Wold | 1710944 | 3 | 12/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Thomas Steffl | 4452047 | 1 | 03/11/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alain Evan Wittman | 2823993 | 1 | 11/08/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Forrest Todd Mitchell | 4820061 | 1 | 01/01/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lacy McClure Walthall | 713269 | 2 | 05/12/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alvin Lawrence McGill | 1269862 | 4 | 05/22/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Franklin Karr | 2275327 | 1 | 01/01/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Murphy | 2123223 | 1 | 03/18/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Constantine Rousos | 735517 | 1 | 03/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |