Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Angel Castaneda | 5917524 | 1 | 08/26/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Moore | 5242263 | 2 | 05/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barney Greer Tanner | 5263029 | 1 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnathon August Smith | 6547412 | 1 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Robert MacChiarola | 2028808 | 1 | 03/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Peck | 6250077 | 1 | 12/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Peters | 1704577 | 1 | 11/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Bryan Setzler | 1945515 | 2 | 09/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrod Lee Borud | 4729965 | 1 | 03/26/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Dellasala | 1044178 | 6 | 09/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |