Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Schafer | 3086144 | 2 | 05/05/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Giacomo Salvatore Palazzolo | 2743807 | 1 | 12/30/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Farid Mokhtarian | 2788067 | 3 | 06/26/2003 | Customer Dispute | Denied | $65,500.00 | $0.00 | See FINRA Report |
| Michael Lee Fitzgerald | 1509323 | 2 | 12/02/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel Gilmore | 2368752 | 2 | 10/22/2002 | Customer Dispute | Denied | $184,450.00 | $0.00 | See FINRA Report |
| Carlos Joseph Rodriguez | 2257419 | 3 | 03/05/2002 | Customer Dispute | Denied | $6,951.31 | $0.00 | See FINRA Report |
| William Edwin McKahan | 2259297 | 1 | 07/06/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 11/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Butler Gault | 1420138 | 2 | 10/03/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |