Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reece Thomas Padavan | 2234065 | 1 | 12/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Curtis Robertson | 1523139 | 3 | 11/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Farid Mokhtarian | 2788067 | 3 | 10/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Oliveira | 2753899 | 2 | 06/17/2010 | Customer Dispute | Denied | $14,203.20 | $0.00 | See FINRA Report |
| Sanford Allen Schmidt | 1163559 | 2 | 01/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Bavaro | 3228599 | 1 | 01/04/2010 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| John Bryan Setzler | 1945515 | 2 | 02/23/2009 | Customer Dispute | Denied | $12,002.50 | $0.00 | See FINRA Report |
| Nancy Ann Gathers | 2517304 | 1 | 03/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jorge Alberto Valdes | 2403666 | 1 | 02/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph McFarland | 2151812 | 2 | 04/10/2007 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |