Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Russell Nichols | 1519616 | 4 | 03/22/2002 | Customer Dispute | Settled | $5,000,000,000.00 | $0.00 | See FINRA Report |
| Carlos Joseph Rodriguez | 2257419 | 3 | 03/05/2002 | Customer Dispute | Denied | $6,951.31 | $0.00 | See FINRA Report |
| John Russell Nichols | 1519616 | 4 | 12/19/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel Gilmore | 2368752 | 2 | 09/20/2000 | Customer Dispute | Settled | $6,364.54 | $0.00 | See FINRA Report |
| William Edwin McKahan | 2259297 | 1 | 07/06/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Mark Steven Holt | 1453426 | 1 | 05/18/2000 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Igor A Zey | 1086097 | 7 | 03/30/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gail Terese Aglynas | 1495290 | 2 | 02/02/2000 | Customer Dispute | Closed-No Action | $10,443.00 | $0.00 | See FINRA Report |
| Raymond Butler Gault | 1420138 | 2 | 08/20/1999 | Customer Dispute | Closed-No Action | $43,336.00 | $0.00 | See FINRA Report |
| Robert David Canaday | 1206413 | 2 | 02/18/1999 | Customer Dispute | Settled | $9,000,000.00 | $0.00 | See FINRA Report |