Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Farid Mokhtarian | 2788067 | 3 | 10/04/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alvin Lawrence McGill | 1269862 | 4 | 09/17/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Oliveira | 2753899 | 2 | 06/17/2010 | Customer Dispute | Denied | $14,203.20 | $0.00 | See FINRA Report |
| Terry Curtis Robertson | 1523139 | 3 | 05/03/2010 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Sanford Allen Schmidt | 1163559 | 2 | 01/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Bavaro | 3228599 | 1 | 01/04/2010 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Gail Terese Aglynas | 1495290 | 2 | 11/12/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 11/04/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Cole Fortner | 2836588 | 1 | 06/10/2009 | Customer Dispute | Settled | $214,488.00 | $0.00 | See FINRA Report |
| Michael David Westerfield | 4900861 | 2 | 03/08/2009 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |