Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rhoneil Acierto Santo Tomas | 2010710 | 1 | 01/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Pickens Taylor | 2162898 | 1 | 07/18/2013 | Customer Dispute | Denied | $9,351.37 | $0.00 | See FINRA Report |
| Frederick Wallace Prelle | 367289 | 1 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 03/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Grant Patton | 4601054 | 1 | 10/24/2011 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Matthew Evan Schiff | 2081669 | 1 | 06/21/2011 | Customer Dispute | Settled | $238,519.00 | $0.00 | See FINRA Report |
| David Whittemore | 2984813 | 2 | 06/07/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Douglas Alan Mishkin | 2102397 | 1 | 04/26/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Reece Thomas Padavan | 2234065 | 1 | 12/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Curtis Robertson | 1523139 | 3 | 11/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |