Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Leaders Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Andreyevich Nikolenko | 3173647 | 2 | 05/31/2018 | Customer Dispute | Award / Judgment | $0.00 | $87,500.00 | See FINRA Report |
| Dustin Matthew Klass | 4946396 | 1 | 10/10/2017 | Customer Dispute | Settled | $326,000.00 | $0.00 | See FINRA Report |
| Casey Aaron Sutton | 3209207 | 1 | 07/31/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael R Lariviere | 4217018 | 1 | 05/19/2017 | Customer Dispute | Denied | $18,881.00 | $0.00 | See FINRA Report |
| Robert D Amoruso | 5683752 | 2 | 03/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Allen Jacobs | 256420 | 7 | 10/21/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert D Amoruso | 5683752 | 2 | 08/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael David Westerfield | 4900861 | 2 | 03/05/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edwin George Colvin | 1363448 | 1 | 01/22/2015 | Customer Dispute | Settled | $20,570.70 | $0.00 | See FINRA Report |
| Charles Bentley Wold | 1710944 | 3 | 03/20/2014 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |