Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corecap Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Haight | 2332723 | 3 | 06/02/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Matthew Reid | 1950117 | 1 | 03/24/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Henry Haight | 2332723 | 3 | 11/16/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Steven Craig Conners | 1939727 | 3 | 10/03/1995 | Customer Dispute | Award / Judgment | $5,000.00 | $1,621.50 | See FINRA Report |
| Lauren Anne Ferrante | 1138335 | 5 | 04/07/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |