Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corecap Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Casciotta | 2058958 | 2 | 06/05/2001 | Customer Dispute | Settled | $7,150.00 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 12/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Wayne Muncie | 1802808 | 2 | 10/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Angel Aponte Lopez | 2249892 | 2 | 07/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Henry Haight | 2332723 | 3 | 06/02/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Matthew Reed | 1950117 | 1 | 03/24/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Henry Haight | 2332723 | 3 | 11/16/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Steven Craig Conners | 1939727 | 3 | 10/03/1995 | Customer Dispute | Award / Judgment | $5,000.00 | $1,621.50 | See FINRA Report |