Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corecap Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Timothy Frawley | 4827671 | 7 | 02/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Paul Azoury | 733604 | 3 | 02/03/2010 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 06/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel James Laginess | 3055560 | 1 | 11/20/2008 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Steven Devreaux Rogers | 1962345 | 3 | 09/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Robert Seibel | 1140576 | 1 | 07/26/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Ambrose Powers | 1098678 | 1 | 02/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Casciotta | 2058958 | 2 | 04/29/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Daniel Morales | 4147129 | 1 | 04/15/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Wayne Muncie | 1802808 | 2 | 10/11/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |