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FINRA Broker Disclosures for Corecap Investments, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corecap Investments, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 24 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey Harry Klauenberg1110287108/16/2016Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Steven Craig Conners1939727304/25/2016Customer DisputeSettled$78,212.90$0.00See FINRA Report
Steven Craig Conners1939727306/18/2013Customer DisputeDenied$21,545.00$0.00See FINRA Report
Peter Timothy Frawley4827671706/07/2013Customer DisputeSettled$100,000.00$0.00See FINRA Report
Raymond Max Pett2357041510/06/2012Customer DisputeSettled$350,000.00$0.00See FINRA Report
Steven Paul Azoury733604302/03/2010Customer DisputeDenied$40,000.00$0.00See FINRA Report
Peter Timothy Frawley4827671706/04/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Daniel James Laginess3055560111/20/2008Customer DisputeSettled$150,000.00$0.00See FINRA Report
Steven Robert Seibel1140576107/26/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Ambrose Powers1098678102/20/2004Customer DisputeDenied$0.00$0.00See FINRA Report

24 Results

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