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FINRA Broker Disclosures for Packerland Brokerage Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Packerland Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 125 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Suanne Marie Cain4870486107/30/2015FinancialFinal$0.00$0.00See FINRA Report
Carolyn Ann Baeten2262789103/31/2015Customer DisputeSettled$150,000.00$0.00See FINRA Report
Thomas Eldor Ehlers1571792703/31/2015Customer DisputeSettled$150,000.00$0.00See FINRA Report
Tim Taylor Smith2842543902/24/2015RegulatoryFinal$0.00$0.00See FINRA Report
Eric Thomas Brinen4276639504/29/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
David Paul Noakes2226048103/31/2014Customer DisputeSettled$48,000.00$0.00See FINRA Report
Dana Marie Sobleskey5150315104/19/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
Patrick Michael Flynn2657440104/04/2013Customer DisputeSettled$17,080.00$0.00See FINRA Report
Kevin Mark Reed2467725501/31/2013Customer DisputeDenied$5,035.46$0.00See FINRA Report
Eric Thomas Brinen4276639501/15/2013Judgment / Lien$0.00$0.00See FINRA Report

125 Results

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