Our Staff has compiled our research into a database of FINRA Broker Disclosures for World Capital Brokerage, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Daniel Spinale | 2309482 | 1 | 01/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Alan Hess | 2147098 | 1 | 05/07/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Christian Smith | 2832650 | 2 | 03/12/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Omar Saladin Seda | 2806092 | 3 | 10/10/2015 | Customer Dispute | Settled | $220.00 | $0.00 | See FINRA Report |
| Kenneth Gerard Jordan | 1215625 | 6 | 01/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Gerard Jordan | 1215625 | 6 | 04/16/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Eric Anderson | 5306459 | 1 | 06/12/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Gerard Jordan | 1215625 | 6 | 03/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Gerard Jordan | 1215625 | 6 | 12/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Gerard Jordan | 1215625 | 6 | 10/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |