Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William McGonigle | 4307014 | 2 | 11/14/2007 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Mark Bolton Yarbrough | 734487 | 9 | 08/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Huey Neely | 501565 | 5 | 07/31/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Blake Murchison | 1686750 | 8 | 04/25/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Keenan | 2000976 | 3 | 04/10/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott John van de Hey | 1868621 | 1 | 06/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Carl Richter | 4026945 | 2 | 06/01/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Martin Nickoson | 1037540 | 4 | 04/21/2006 | Customer Dispute | Denied | $40,568.80 | $0.00 | See FINRA Report |
| Dawne Ann Ferland | 2893989 | 3 | 04/10/2006 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Dawne Ann Ferland | 2893989 | 3 | 04/10/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |