Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Thomas Payton | 2061931 | 1 | 08/11/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Matthews Mitzel | 4431781 | 2 | 03/31/2011 | Customer Dispute | Settled | $20,800.00 | $0.00 | See FINRA Report |
| Stephanie Matthews Mitzel | 4431781 | 2 | 03/31/2011 | Customer Dispute | Settled | $20,800.00 | $0.00 | See FINRA Report |
| David Wayne Durham | 1749124 | 1 | 03/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 12/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 12/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Bolton Yarbrough | 734487 | 9 | 08/17/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Bolton Yarbrough | 734487 | 9 | 06/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Bolton Yarbrough | 734487 | 9 | 06/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Bolton Yarbrough | 734487 | 9 | 04/21/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |