Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Bartlett Roach | 1642579 | 8 | 04/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sidney Eugene Banks | 711829 | 4 | 04/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip Dennis Boyd | 4238671 | 1 | 04/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Edward Strater | 1774734 | 2 | 04/06/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron Jeremiah Ochoa | 4222628 | 3 | 02/06/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Thayne Williams | 2727398 | 10 | 12/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Ramon Delao | 2406749 | 9 | 12/06/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sidney Eugene Banks | 711829 | 4 | 03/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harry Paez | 2976821 | 3 | 03/01/2016 | Customer Dispute | Denied | $72,191.00 | $0.00 | See FINRA Report |
| Robert Bartlett Roach | 1642579 | 8 | 10/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |