Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Blake Murchison | 1686750 | 8 | 08/08/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Bartlett Roach | 1642579 | 8 | 06/18/2001 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Stephen Blake Murchison | 1686750 | 8 | 01/22/2001 | Customer Dispute | Settled | $9,408.00 | $0.00 | See FINRA Report |
| Mark Barkasy | 4334575 | 1 | 11/24/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Blake Murchison | 1686750 | 8 | 05/11/1998 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Robert Martin Nickoson | 1037540 | 4 | 07/15/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Martin Nickoson | 1037540 | 4 | 05/28/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wanda Elaine Warsinski | 871458 | 2 | 02/21/1996 | Customer Dispute | Award / Judgment | $2,500.00 | $2,500.00 | See FINRA Report |
| Michael Ramon Delao | 2406749 | 9 | 11/08/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Engellis | 2480934 | 1 | 05/30/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |