Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Huey Neely | 501565 | 5 | 08/19/2002 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
Stephen Blake Murchison | 1686750 | 8 | 08/08/2001 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Stephen Blake Murchison | 1686750 | 8 | 08/08/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Stephen Blake Murchison | 1686750 | 8 | 01/22/2001 | Customer Dispute | Settled | $9,408.00 | $0.00 | See FINRA Report |
Stephen Blake Murchison | 1686750 | 8 | 05/11/1998 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Robert Martin Nickoson | 1037540 | 4 | 05/28/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Ramon Delao | 2406749 | 9 | 11/08/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
John Danton Alstadt | 1086555 | 4 | 03/29/1985 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |