Our Staff has compiled our research into a database of FINRA Broker Disclosures for ST. Bernard Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Jeremiah Ochoa | 4222628 | 3 | 05/07/2009 | Customer Dispute | Settled | $6,225.00 | $0.00 | See FINRA Report |
| Eric Alan Sands | 1802844 | 2 | 02/23/2009 | Customer Dispute | Denied | $6,877.82 | $0.00 | See FINRA Report |
| Aaron Jeremiah Ochoa | 4222628 | 3 | 11/13/2008 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| William McGonigle | 4307014 | 2 | 05/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William McGonigle | 4307014 | 2 | 11/14/2007 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Robert Martin Nickoson | 1037540 | 4 | 04/21/2006 | Customer Dispute | Denied | $40,568.80 | $0.00 | See FINRA Report |
| Dawne Ann Ferland | 2893989 | 3 | 04/10/2006 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Dawne Ann Ferland | 2893989 | 3 | 04/10/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Netkin | 1044935 | 1 | 05/24/2004 | Customer Dispute | Settled | $507,838.00 | $0.00 | See FINRA Report |
| Robert Bartlett Roach | 1642579 | 8 | 06/25/2003 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |