Our Staff has compiled our research into a database of FINRA Broker Disclosures for Athene Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Martin Rubin | 4215521 | 1 | 05/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashley Elizabeth Aldrich | 7147911 | 1 | 02/09/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |