Our Staff has compiled our research into a database of FINRA Broker Disclosures for Athene Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Roy Higgins | 2844981 | 16 | 10/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Lynn Schafer | 5732995 | 1 | 04/23/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sabrina Rhea Cordes | 4708311 | 2 | 03/13/2009 | Customer Dispute | Denied | $17,016.90 | $0.00 | See FINRA Report |
| Dennis Roy Higgins | 2844981 | 16 | 11/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Lynn Guinn | 4123706 | 1 | 09/29/2008 | Customer Dispute | Denied | $36,278.50 | $0.00 | See FINRA Report |
| Todd Kirkman Dougherty | 2536829 | 1 | 09/05/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jaime William Steinkamp | 5088637 | 1 | 07/25/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew R. Cason | 4833233 | 2 | 08/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy Martin Rubin | 4215521 | 1 | 05/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashley Elizabeth Aldrich | 7147911 | 1 | 02/09/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |