Our Staff has compiled our research into a database of FINRA Broker Disclosures for Athene Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Roy Higgins | 2844981 | 15 | 10/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 15 | 10/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Lynn Schafer | 5732995 | 1 | 04/23/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sabrina Rhea Cordes | 4708311 | 2 | 03/13/2009 | Customer Dispute | Denied | $17,016.90 | $0.00 | See FINRA Report |
| Dennis Roy Higgins | 2844981 | 15 | 11/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jill Marie Ruttenberg | 1393769 | 3 | 10/15/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Kirkman Dougherty | 2536829 | 1 | 09/05/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jaime William Steinkamp | 5088637 | 1 | 07/25/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Lea Ellis | 5969191 | 1 | 11/18/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew R Cason | 4833233 | 2 | 08/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |