Our Staff has compiled our research into a database of FINRA Broker Disclosures for Athene Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Roy Higgins | 2844981 | 15 | 04/03/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 15 | 05/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 15 | 03/16/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 15 | 10/29/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 15 | 10/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 15 | 10/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 15 | 11/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |