Our Staff has compiled our research into a database of FINRA Broker Disclosures for Planner Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lawrence Langer | 2457028 | 1 | 12/01/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto Nmn Moreiro | 7193031 | 2 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Steinmann Grimm | 1970620 | 2 | 01/07/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Steinmann Grimm | 1970620 | 2 | 04/16/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |