Our Staff has compiled our research into a database of FINRA Broker Disclosures for DAI Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joey Dale Miller | 6175826 | 3 | 10/11/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jaime Facchino | 4699298 | 1 | 05/31/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |