Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing Advisor Solutions LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fabian Gomez | 4298277 | 1 | 01/24/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Manuel Gonzalez | 2723739 | 3 | 09/22/2008 | Customer Dispute | Denied | $5,587.26 | $0.00 | See FINRA Report |
| Manuel Gonzalez | 2723739 | 3 | 09/17/2008 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| Danny Hernandez | 5647225 | 1 | 03/22/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kane Aaron Kennon | 4720180 | 1 | 06/25/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Frederick Hansen | 709328 | 1 | 05/28/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Alexander Nevitt | 2356092 | 1 | 04/19/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Janie Dominguez Johnson | 3217411 | 2 | 07/14/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janie Dominguez Johnson | 3217411 | 2 | 06/29/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Jeffers | 1597600 | 1 | 06/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |